Trade Wall Street Financial Privacy Notice

Trade Wall Street Financial is committed to protecting confidentiality of the information furnished to us by our clients. We are providing you this information as required by Regulation S-P adopted by the Securities and Exchange Commission.


Information about you that we collect

We collect nonpublic personal information about you from the following sources: information we receive from you on applications or other forms or through our Web Site and information we receive from a consumer-reporting agency.

Our use of information about you

Trade Wall Street Financial does not share your non-public personal information with any unaffiliated third parties with whom we have no contractual business relationships, unless:

You give us written permission It is vital to completing a transaction for your account It is required by to protect against fraud or comply with a subpoena or other court order. We do not sell information about you to outside unaffiliated companies


Trade Wall Street Financial has policies that restrict access to nonpublic personal information about you to those employees who have need for that information to provide investment alternatives or services to you, or to employees who assist those who provide investment alternatives or services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information.

 



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