Informative services for valued customers

The governing philosophy at Trade Wall Street Financial is to involve investors in a strategic planning investment process. With an eye on quality over quantity, TWS provides easy access to accurate and valuable investment information so you will be able to make informed decisions on managing your money and continue to make use of the tools provided. Review our assortment of account types below to fit your individual financial needs.

Online Investment Accounts: Work online and access detailed stock data, trade before or after hours, and manage your account any time of day every day of the week. We offer competitive rates and low commissions to save you money.

Full Service Accounts: Unit Trust, Mutual Fund, and Annuity information is available online or via regular mail. To work with a Financial Advisor or discuss sales charges please call 1.800.776.1018.

Commission and Fee Schedule

Investor

Free Web Based Online Investment Accounts

Per Trade Pricing

$9.99 per trade, any share size, market or limit.

The Individual Account Holder may also enter equity trades during regular and extended market hours. For trades self- directed by customer to ECN's add any applicable ECN Fees

$500 Minimum Account Requirement

Options Trading

$9.99 Per Trade

$.75 per contract

 

Global Exchanges Unlimited Call our trade desk for Quote 1.800.776.1018

Forex Trading CurrencyTrading

24 Hours

Commission Free

 

Commission
Active Trader Commission Schedule

Trader

Free Real-Time Direct Access Accounts with Level II

Per Trade Pricing

 

$8 trade, market or limit, any share size plus applicable ECN Fees if any

Note: The Individual Account Holder may also enter equity trades during regular and extended market hours. For trades self- directed by customer to ECN's add any applicable ECN Fees Trading Hours from 7am to 8pm.

If your trading activity results in TWS paying exchange venue fees on your behalf, TWS reserves the right to bill the venue fees to your account.

$25,000 Minimum Account Requirement

Active Trader Per Share Commission Schedule Choose Per Trade or Per Share Commissions

Trader

Free Real-Time Direct Access Accounts with Level II

Per Share Pricing

1 cent per share (All Inclusive, Any Route)

Pricing includes all ECN Routing Fees, Any Route Market or Limit, Any Share Amount. $1.50 Minimum. Account holder may enter trades during extended trading hours.

$30,000 Minimum Account Requirement

Mutual Funds
No Load $40.00 per transaction
Load without transaction fee** Load Charged for A,B,C,D,E,F Review your Prospectus
Load Fund** No transaction fee, load applies
**Note: Load funds indicate fees in prospectus.
 
Individual Retirement Accounts
IRA Custodial Fee No fee with $25,000 in assets; $50.00 per year
IRA Closing Fee $35.00
 
Margin Interest Rates
Current Please Call
  Margin Rates
  Subject to Change at any time
Daily Trading Buying Power 4x Daily Trading Buying Power / 2x Overnight
 
 
Fixed Income Certificated of Deposit Corporate and Government Securities
To receive quotes on CD's, Government, or other fixed income securities call customer service
CD's Offered from a variety of Banks
Corporate or Treasury Call Desk
 
Miscellaneous Fees
Software Fees Free
Returned Check $50.00
Late Payment $50.00
Account Transfer-Out $50.00
Wire Transfer $25.00Domestic/ $50 International
Visa® Check Card $50.00 Annual Fee- $10k Minimum Account



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