Trade Wall Street Financial: Institutional Trading Services, Hedge Funds, Prime Broker

Trade

Investor Account

Active Trader Account

Options Account

Futures Account

Forex Account

Automated API Account

Institutional Services

All Accounts and Services

We recognize that investment professionals are entrepreneurs and your independence is another step towards growth of your business. As part of our Trade Wall Street Financial team, we will provide you with what you need to make the transition from your old firm seamless. We offer you the flexibility to start-up your operation with guidance from experienced conversion teams and leading professional clearing services.

Climb the ladder to success!! If you manage assets of $30m+Trade Wall Street Financial offers a tremendous opportunity to work with our growing organization. Our experienced transition team will help you gain independence and turnkey your business in our executive offices. TWSF offers a variety of business lines including equities, bonds, mutual fund, asset management and other services. Our transition service team provides the following:

assessment and transition coordination
back-office introduction, electronic orientation
compliance assistance
guidance and ability to add business lines to your current business
Offer Online and Full Services to clients
Manage Institutional Accounts with our Premium Back office

Time to make a Move?

You're already a producing broker and you have the skills necessary to maintain an independent financial services business. Your clients value your opinions as an investment professional. You feel It's now time to make a move. You desire to apply your skills toward your own independent brokerage operation.

TWSF is seeking professional registered investment advisors, financial advisors, and brokers who want to enhance their leadership skills and bring their entrepreneurial spirit and manage an independent operation. Advisors with $30m minimum under management should consider TWS Financial, LLC. as your financial services partner.

The Opportunity

Establish, maintain, and administer your own business. Recruit high-quality investment professionals.

With Trade Wall Street Financial:

Increase your payout and production with premium products and services designed to maintain customer loyalty and help grow your business
Registered Representatives and Financial Advisors building financial services businesses, find out how you can go Independent and maintain a solid career path from your own office or home office
Our International Unit provides services for Global entities desiring access to U.S. markets.

Our clearing services include DVP, DTC, Prime Brokerage Accounts, Institutional, Omnibus, and retail business operations. Trade Wall Street designed these services to get your business up and running TURNKEY, allowing you to focus on building your investment practice.

Getting Started
Once you have decided that going independent is for you, contact us for further information at 1.800.776.1018

Ask Us
We'd like to hear from you. Send questions or comments by phone or email.

Once you have decided that going independent is the right career move for you, our transition team will guide you through the necessary steps to move towards independence!

At TWS we are committed to helping you take your career to the next level. Our streamlined conversions process allows you to focus on building your independent business and allows us to focus on the support and growth of your independent operation.

The following are main topics that must be addressed before you can begin your transition. If you have any questions regarding these issues please call 1.800.776.1018 or email TWSF to see how we can help you.

Must currently be a producing broker

Summary of Assets Under Management - (Current Money Line) and number of accounts to be converted

Production Runs for Last twelve months

Acceptable compliance / CRD record

Registration to take Series 24 within 3 months may be required


	" Complete confidential broker/advisor profile " CRD Review " Preliminary interview " Registration of licenses " Introduction to transition team coordinator " Compliance " New Account Transition " Licensing " Compliance " Operations " Marketing and Sales " Online Operations " Product Support

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All accounts are SIPC Protected for $500,000 Securities, including $100,000 claims for Cash. Additional insurance coverage of $24.5 million including $900,000 maximum claims on cash through National Union Fire Insurance Company of Pittsburgh, PA (a member company of American International Group).* Money Market Accounts are not FDIC Insured. SIPC coverage does not protect against market losses. Explanatory brochure is available upon request. For Details please see www.sipc.org. System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources. Money Market Funds are not FDIC Insured. Tradewallstreet.com is a stock brokerage company, for active trading and electronic online investing. Read our Risk Disclosures Third Party Quotes and Research page provided in part by Vector2000 Stock Systems and Askchart.com and Quotemedia