Open an Account Research
Trade Tools Community
Why Choose TWS
Account Protection/Security
TWS International
Strategic Alliances
Testimonials
Careers

TWS Financial, LLC is an Equal Opportunity Employer and a Drug Free Workplace. TWS Financial, LLC is regularly adding new positions in an effort to recruit top talent to fill both present and projected roles.



We recognize that investment professionals are entrepreneurs and your independence is another step towards growth of your business. As part of our Trade Wall Street Financial team, we will provide you with what you need to make the transition from your old firm, seamless. We offer you the flexibility to work in a corporate operation with guidance from experienced conversion teams and leading professional clearing services.

If you manage assets of $5m+Trade Wall Street International offers a tremendous opportunity to work with our growing organization. Our experienced transition team will help you gain independence in our executive offices. TWSF offers a variety of business lines including equities, bonds, mutual fund, asset management and other services. Our transition service team provides the following:

  • assessment and transition coordination
  • back-office introduction, electronic orientation
  • compliance assistance
  • guidance and ability to add business lines to your current business
  • Offer all asset classes and products
  • Clearing services by Pershing, LLC (a Bank of New York subsidiary) or Penson Financial Services

Contact: Team Development
Click here to contact the TWS Recruitment Team

Time to make a Move?

TWSF is seeking professional registered investment advisors, financial advisors, and intermediaries who want to enhance their leadership skills and bring their entrepreneurial spirit to TWS International's broker/advisor unit. Advisors with $5m minimum under management should consider TWS as your financial services partner.

The Opportunity

Establish, maintain, and administer your own OSJ office.

With Trade Wall Street Financial, we have centralized operations so you can:

  • Increase your payout and production with premium products and services designed to maintain customer loyalty and help you grow your business

  • Assist Registered Representatives and Financial Advisors with building financial services businesses and continue a professional career path from a executive office

  • International services providing assistance for global entities desiring access to U.S. markets.

Contact: Team Development
Click here to contact the TWS Recruitment Team

TWS clears through Pershing (Bank of New York) and Penson Financial.

Getting Started

Once you have decided that making a move is for you, contact us for further information at 1.800.776.1018

Ask Us

Contact: Team Development
Click here to contact the TWS Recruitment Team



Once you have decided that making a move is the right career move for you, our transition team will guide you through the necessary steps to move towards success!

At TWS we are committed in helping you take your career to the next level. Our streamlined conversions process allows you to focus on building your business and allows us to focus on the support and growth of your business.

The following are main topics that must be addressed before you can begin your transition. If you have any questions regarding these issues please call 1.800.776.1018 or email TWSF to see how we can help you.

Contact: Team Development
Click here to contact the TWS Recruitment Team

 
  

Must currently be a producing broker

Summary of Assets Under Management - (Current Money Line) and number of accounts to be converted

Production Runs for Last twelve months

Acceptable compliance / CRD record

Registration to take Series 24 within 3 months may be required

 

 
 
   " Complete confidential broker/advisor profile
" CRD Review
" Preliminary interview
" Registration of licenses
" Introduction to transition team coordinator
" Compliance
" New Account Transition
" Licensing
" Compliance
" Operations
" Marketing and Sales
" Online Operations
" Product Support
 

©1998-2011 All Rights Reserved. Trade Wall Street Financial is a Division of TWS Financial, LLC. 1101 Pennsylvania Avenue Washington, D.C. 20004.

Members FINRA, SIPC, NASDAQ, NYSE Euronext, and NFA. Tel: 1(800)776-1018 or (202)449-7260

Legal Notices |  Business Continuity Plan | Active Trading and Margin Disclosure | Futures Risk Disclosure |  Extended Hours Trading Disclosure | 
Internet Risk Disclosure | Order Routing Report | Options Risk | Penny Stocks Disclosure |  Customer Identification Notice | Privacy Policy | Trader Responsibilities |
529 Plan Disclosure | TWS Blog | Branch Office Opportunity

Follow us on Twitter and Facebook

Trading Strategies For Safer Investing |  Online Investing Services |  Trading Options |  Learn More About Active Investing 
Topic Index:1-1011-2021-3031-40

For Finra brokercheck please see www.finra.org. All accounts are SIPC Protected for $500,000 Securities, including $100,000 claims for Cash. Penson Financial Services, Inc. (PFSI) has also acquired “Excess SIPC” insurance from a third party insurer to protect client accounts up to their net equity for loss of securities and cash held at Penson Financial Services, Inc. (PFSI), up to an overall firm aggregate of US $200,000,000 over all customer accounts. This “Excess SIPC” protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC, and is subject to certain conditions and limitations, details of which are available upon request. The above coverage does not protect against loss of the market value of securities. System response, trade executions and account access may be affected by market conditions, system performance, quote delays and other factors. The risk of loss in electronic trading can be substantial. You should therefore consider whether such trading is suitable for you in light of your financial resources. Money Market Funds are not FDIC Insured. Tradewallstreet.com is a stock brokerage company, for active trading and electronic online investing. Read our Risk Disclosures Third Party Quotes and Research page provided in part by Vector2000 Stock Systems and Askchart.com and Quotemedia.

Although the material contained herein has been prepared from sources and data that we believe to be reliable, neither the author(s), TradeWallStreet Financial, nor any of their respective affiliates makes any representations or warranties with respect to the accuracy, completeness, or timeliness of this information, and it should not be relied upon as such. Neither the author(s), TradeWallStreet Financial, nor any of their respective affiliates is responsible for any errors or omissions, and specifically disclaim all warranties, including without limitation, warranties of fitness for a particular purpose. Furthermore, neither the author(s), TradeWallStreet Financial, nor any of their respective affiliates makes any guarantee or other promise as to any results that may be obtained from using this information.

The material has been prepared or is distributed solely for informational purposes and does not constitute an offer, obligation, solicitation, or investment advice. This material is not to be construed as investment services in any jurisdiction where such offers or solicitations would be illegal. TradeWallStreet Financial and affiliated persons assume no responsibility, and shall not be liable, for any use of the above information.

The opinions expressed are those of the author(s) and are not necessarily those of TradeWallStreet Financial. Opinions and estimates are as of a certain date and subject to change without notice. The financial product or strategy described above is intended only for experienced and qualified investors. Individual investments, investment services, or strategies mentioned herein may not be suitable or appropriate for every investor or every situation. You should not make any investment decision without first consulting your financial advisor and conducting your own research and due diligence, including carefully reviewing the prospectus and other public filings of the issuer. While past performance may be analyzed, past performance should not be considered indicative of future performance. Investing in capital markets involves substantial risk. You should be aware that investments can fluctuate in price, value and/or income, and you may get back less than you invested.

The fact that an organization or website may be referred to as a citation and/or a potential source of further information does not mean that the author(s), TradeWallStreet Financial, or any of their respective affiliates endorse the information the organization or website may provide or recommendations it may make.

Copyright © 1998-2010, TradeWallStreet Financial, Washington D.C., USA. All rights reserved. Proprietary, not to be reproduced, transferred or distributed in any form without prior written permission from TradeWallStreet Financial. The following is delivered on an "as is" basis without warranty. It is not an offer, solicitation, or recommendation to purchase any security or the services of any organization unless otherwise noted. TradeWallStreet Financial and/or its employees may buy, hold, trade or sell any security or financial instrument described herein..

TradeWallStreet Financial is a subsidiary of TWS Financial, LLC, a member of the Financial Industry Regulatory Agency (FINRA) and the Securities Investors Protection Corporation (SIPC).